1. GenBank: The Nucleotide Sequence Database
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Ilene Mizrachi
Hhcpp7cr' Created: October 9, 2002
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S // Updated: August 22, 2007
0"pAN[=K@ Summary
`)_dS&_\ The GenBank sequence database is an annotated collection of all publicly available nucleotide
a m|F?|1 sequences and their protein translations. This database is produced at National Center for
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,3od@ Biotechnology Information (NCBI) as part of an international collaboration with the European Molecular
zN^n]N_? Biology Laboratory (EMBL) Data Library from the European Bioinformatics Institute (EBI) and the DNA
^rifRY-,yO Data Bank of Japan (DDBJ). GenBank and its collaborators receive sequences produced in
6G[4rD& laboratories throughout the world from more than 100,000 distinct organisms. GenBank continues to
0.8 2kl grow at an exponential rate, doubling every 10 months. Release 134, produced in February 2003,
o!kbK#k contained over 29.3 billion nucleotide bases in more than 23.0 million sequences. GenBank is built
=A83W/4 by direct submissions from individual laboratories, as well as from bulk submissions from large-scale
qVH1}9_ sequencing centers.
\1D<!k\S Direct submissions are made to GenBank using BankIt [
http://www.ncbi.nlm.nih.gov/BankIt/],
H|3:6x which is a Web-based form, or the stand-alone submission program, Sequin [http://
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x` www.ncbi.nlm.nih.gov/Sequin/index.html]. Upon receipt of a sequence submission, the GenBank staff
t gI{`jS% assigns an Accession number to the sequence and performs quality assurance checks. The
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$rj submissions are then released to the public database, where the entries are retrievable by Entrez or
,$s8GAmq downloadable by FTP. Bulk submissions of Expressed Sequence Tag (EST), Sequence Tagged Site
]>=}*= (STS), Genome Survey Sequence (GSS), and High-Throughput Genome Sequence (HTGS) data are
-?V-*jI most often submitted by large-scale sequencing centers. The GenBank direct submissions group also
(k5We!4[1 processes complete microbial genome sequences.
;f#v0W`5 History
}dgfqq Initially, GenBank was built and maintained at Los Alamos National Laboratory (LANL). In the early
QdF5Cwf4 1990s, this responsibility was awarded to NCBI through congressional mandate. NCBI undertook
a&/#X9/ the task of scanning the literature for sequences and manually typing the sequences into the data-
2^h27A base. Staff then added annotation to these records, based upon information in the published article.
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dfNiCH Scanning sequences from the literature and placing them into GenBank is now a rare occurrence.
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jDh?I Nearly all of the sequences are now deposited directly by the labs that generate the sequences.
D~S<U This is attributable to, in part, a requirement by most journal publishers that nucleotide sequences
BJ$9vbhZN are first deposited into publicly available databases (DDBJ/EMBL/GenBank) so that the Accession
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v number can be cited and the sequence can be retrieved when the article is published. NCBI began
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&"f"; Mm.<r-b NCBI Handbook GenBank
_x%7@.TB accepting direct submissions to GenBank in 1993 and received data from LANL until 1996. Cur-
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<Q rently, NCBI receives and processes about 20,000 direct submission sequences per month, in
vQosPS_2L addition to the approximately 200,000 bulk submissions that are processed automatically.
*H"B _3<n International Collaboration
PRu 6xsyA In the mid-1990s, the GenBank database became part of the International Nucleotide Sequence
KHe=O1 %QO Database Collaboration with the EMBL database (European Bioinformatics Institute [http://
K1mPr^3rC www.ebi.ac.uk/], Hinxton, United Kingdom) and the Genome Sequence Database (GSDB; LANL,
ALrw\qV Los Alamos, NM). Subsequently, the GSDB was removed from the Collaboration (by the National
"& ])lz[u Center for Genome Resources, Santa Fe, NM), and DDBJ [
http://www.ddbj.nig.ac.jp/] (Mishima,
1"zDin!A Japan) joined the group. Each database has its own set of submission and retrieval tools, but the
+giyX7BPJ three databases exchange data daily so that all three databases should contain the same set of
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t &z sequences. Members of the DDBJ, EMBL, and GenBank staff meet annually to discuss technical
sy:[T T!w issues, and an international advisory board meets with the database staff to provide additional
-I*^-+>H guidance. An entry can only be updated by the database that initially prepared it to avoid conflicting
d4u}) data at the three sites.
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E The Collaboration created a Feature Table Definition [
http://www.ncbi.nlm.nih.gov/collab/FT/ fol,xMc& index.html] that outlines legal features and syntax for the DDBJ, EMBL, and GenBank feature tables.
nygbt<;? The purpose of this document is to standardize annotation across the databases. The presentation
RN$1bxY and format of the data are different in the three databases, however, the underlying biological infor-
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tjIl-IQ Confidentiality of Data
l)G^cSHF.3 When scientists submit data to GenBank, they have the opportunity to keep their data confidential
Eo{"9j\ for a specified period of time. This helps to allay concerns that the availability of their data in Gen-
.
<jr0,i Bank before publication may compromise their work. When the article containing the citation of the
Li!Vx1p;u. sequence or its Accession number is published, the sequence record is released. The database
61SlVec*o8 staff request that submitters notify GenBank of the date of publication so that the sequence can be
C"6?bg5N released without delay. The request to release should be sent to
gb-admin@ncbi.nlm.nih.gov.
sF|5XjQ Direct Submissions
RHmgD;7` The typical GenBank submission consists of a single, contiguous stretch of DNA or RNA sequence
C<NLE- with annotations. The annotations are meant to provide an adequate representation of the biological
-8; 7Sp1 information in the record. The GenBank Feature Table Definition [
http://www.ncbi.nlm.nih.gov/col- l n{e1':$" lab/FT/index.html] describes the various features and subsequent qualifiers agreed upon by the
7op`s5i International Nucleotide Sequence Database Collaboration.
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mKEYX Currently, only nucleotide sequences are accepted for direct submission to GenBank. These
.n#@$
nGZ include mRNA sequences with coding regions, fragments of genomic DNA with a single gene or
A#Iyb){Y multiple genes, and ribosomal RNA gene clusters. If part of the nucleotide sequence encodes a
gW^VVbB'L 1-2
kjg~n9#T ;|pBFKx NCBI Handbook GenBank
+1uF !G&l protein, a conceptual translation, called a CDS (coding sequence), is annotated. The span of the
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&zy CDS feature is mapped to the nucleotide sequence encoding the protein. A protein Accession num-
gnFr}L&j ber (/protein_id) is assigned to the translation product, which will subsequently be added to the
Q9~*<I> h; protein databases.
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jL Multiple sequences can be submitted together. Such batch submissions of non-related sequen-
q@Zn|NR ces may be processed together but will be displayed in Entrez (Chapter 15) as single records.
z2MWN\?8 Alternatively, by using the Sequin submission tool (Chapter 12), a submitter can specify that several
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7-.m sequences are biologically related. Such sequences are classified as environmental sample sets,
ZX>AE3wk population sets, phylogenetic sets, mutation sets, or segmented sets. Each sequence within a set
ix([mQg is assigned its own Accession number and can be viewed independently in Entrez. However, with
xC{qV, the exception of segmented sets, each set is also indexed within the PopSet division of Entrez, thus
@CTgT-0! allowing scientists to view the relationship between the sequences.
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a What defines a set? Environmental sample, population, phylogenetic, and mutation sets all
]Bcp;D contain a group of sequences that spans the same gene or region of the genome. Environmental
/LvRP yj@ samples are derived from a group of unclassified or unknown organisms. A population set contains
d/ARm-D sequences from different isolates of the same organism. A phylogenetic set contains sequences
8dO! from different organisms that are used to determine the phylogenetic relationship between them.
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ubW Sequencing multiple mutations within a single gene gives rise to a mutation set.
eCqHvMp All sets, except segmented sets, may contain an alignment of the sequences within them and
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cg:_ might include external sequences already present in the database. In fact, the submitter can begin
<J`0mVOX with an existing alignment to create a submission to the database using the Sequin submission tool.
eM$s v9? Currently, Sequin accepts FASTA+GAP, PHYLIP, MACAW, NEXUS Interleaved, and NEXUS Con-
W8ouO+wK tiguous alignments. Submitted alignments will be displayed in the PopSet section of Entrez.
oXb;w@: Segmented sets are a collection of noncontiguous sequences that cover a specified genetic
h-G)o[MA region. The most common example is a set of genomic sequences containing exons from a single
x[$z({Yf gene where part or all of the intervening regions have not been sequenced. Each member record
S 5/R_5 within the set contains the appropriate annotation, exon features in this case. However, the mRNA
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} and CDS will be annotated as joined features across the individual records. Segmented sets them-
$6mX selves can be part of an environmental sample, population, phylogenetic, or mutation set.